(2) A Company that receives a written determination denying its application for listing must, within four business days, make a public announcement in a press release or other Regulation FD compliant manner about the receipt of theĭetermination and the Rule(s) upon which the determination is based, describing each specific basis and concern identified by Nasdaq in reaching its determination. (i) (1) A Company may withdraw its application for initial listing at any time.
MARKET WATCH ALERTS VERIFICATION
(h) An account of a Member that is beneficially owned by a customer (as defined in Rule 0120) will be considered a holder of a security upon appropriate verification by the Member. (g) The computation of Publicly Held Shares, Unrestricted Publicly Held Shares, Market Value of Publicly Held Shares and Market Value of Unrestricted Publicly Held Shares shall be as of the date of application of the Company.
MARKET WATCH ALERTS SERIES
(f) All forms and applications relating to listing of securities on Nasdaq referenced in the Rule 5000 Series are available on Information necessary to make the communication to Nasdaq not misleading.
A Company's security may be denied listing if the Company fails to provide such information within a reasonable period of time or if any communication to Nasdaq contains a material misrepresentation or omits material The Commission or Other Regulatory Authority. (e) Nasdaq may request any information or documentation, public or non-public, deemed necessary to make a determination regarding a security's initial listing, including, but not limited to, any material provided to or received from Annual reports filed with Nasdaq shall contain audited All required reports must be filed with Nasdaq on or before the date they are required to be filed with the Commission or Other Regulatory Authority. Publicly filing documents through the EDGAR System. (d) A Company that has applied for initial listing on Nasdaq shall file with Nasdaq all reports and other documents filed or required to be filed with the Commission or Other Regulatory Authority. Those standards consistent with the Commission's rules. Principles as required by the Commission's rules or (iii) prepared in accordance with International Financial Reporting Standards, as issued by the International Accounting Standards Board, for Companies that are permitted to file financial statements using generally accepted accounting principles or (ii) reconciled to U.S. (c) A Company's qualifications will be determined on the basis of financial statements that are either: (i) prepared in accordance with U.S. TheĬompany shall certify, at or before the time of listing, that all applicable listing criteria have been satisfied. (b) A Company's compliance with the initial listing criteria will be determined on the basis of the Company's most recent information filed with the Commission or Other Regulatory Authority and information provided to Nasdaq. (a) To apply for listing on Nasdaq, a Company shall execute a Listing Agreement and a Listing Application on the forms designated by Nasdaq providing the information required by Section 12(b) of the Act.
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